Related by context. Frequent words. (Click for all words.) 46 optionsXpress Holdings Inc. 45 Member SIPC 44 Member FINRA 43 Archipelago Holdings 43 Umpqua Holdings 42 EVCI 42 AMCP 42 MML Investors Services 41 InterCept 41 Penson Worldwide Inc. 40 ICMA RC 40 NewRiver 40 vFinance 40 Harwood Feffer LLP 40 UICI 39 Van Kampen Investments 39 NASD 39 FISD 39 Securities Dealers NASD 38 BISYS 38 Grail Advisors 38 ConvergEx Group 38 FINRA 38 Investools 37 FINRA SIPC 37 Bisys 37 ACCME 37 Guggenheim Funds 37 AMAG Pharmaceuticals 37 NAPFA 37 OXPS 37 RAIT Financial Trust 37 Envestnet 36 & Sailer LLP 36 NYFIX 36 Zions Direct 36 BATS Trading 36 NAIFA 35 broker dealers 35 NIRI 35 www.nasd.com 35 Rule #c# [001] 35 END FOOTNOTE 35 ING Clarion Real Estate 35 NBSC 35 Options Clearing Corporation 35 Crescendo Partners 34 Conversus 34 AICPA 34 Municipal Securities Rulemaking 34 NACHA 34 trade MONSTER 34 Rule #b 33 HedgeFund.net 33 ASCP 33 DTCC 33 Taglich Brothers Inc. 33 NRSROs 33 SEBI 33 NYSE Arca Options 33 Pershing LLC 33 TD Ameritrade AMTD 32 Corporate Governance Code 32 COSO 32 RiverSource 32 OneChicago 32 Rule #a [002] 32 indexed annuities 32 BrokerCheck 32 optionsXpress 32 Ramius Capital 32 LSB 32 Getco 32 Archipelago Holdings Inc. 32 Compliance Inspections 32 Toskes 31 InvestmentNews 31 Sebi 31 Reg FD 31 Broadridge 31 NRSRO 31 Instinet 31 L. Schapiro 31 Finra 31 NASAA 31 FRC 31 NAIC 31 Van der Moolen 31 AXA Rosenberg 31 Structured Products 31 Company Accounting Oversight 31 NSDL 31 BATS Exchange 31 JSDA 31 CFP Board 31 sellside 31 PFPC 31 CBIS 31 AAMA 31 iShares Funds 31 Sarbanes Oxley