Related by context. Frequent words. (Click for all words.) 63 Regulation SHO 57 Reg NMS 54 naked shorting 52 leveraged ETFs 51 inverse ETFs 50 broker dealers 49 Rule #a [002] 49 MSRB 49 Rule #b 49 NASD 49 FINRA 49 brokerage firms 48 Advisers Act 48 NRSROs 48 Dodd Frank 47 Proposed Rule 47 Finra 46 END FOOTNOTE 45 MiFID 45 ETFC 45 Sarbox 45 securities 45 Regulation FD 45 Mifid 45 hedge funds 45 CFTC 44 Minimum Bid Price 44 FASB 44 NRSRO 44 Sarbanes Oxley Act 43 sovereign CDS 43 Sarbanes Oxley 43 Securities Dealers NASD 43 SPACs 43 illiquid 43 Oslo Børs 43 ticker symbols 43 OTC derivative 43 HFT 42 SEC 42 issuers 42 shorting 42 Exchange SGX 42 Sebi 42 thinly traded 42 Marketplace Rules 42 PIPEs 42 SEBI 42 delistings 42 hedge fund managers 42 illiquid securities 42 Volcker Rule 41 Municipal Securities Rulemaking 41 ECNs 41 Form ADV 41 NASDAQ 41 IIROC 41 CDSs 41 OTC derivatives 41 brokerages 41 SECP 41 CEFs 41 Direxion 41 margining 41 NASDAQ Listing Rule 41 Chairman Mary Schapiro 41 stock 41 Consob 41 iShares Funds 41 ASX Listing Rules 41 DNDN 41 Securities Exchange 40 FUQI 40 Nasdaq SmallCap Market 40 trading 40 Pink Sheet 40 disclosable 40 NDAQ 40 Previous HedgeWorld Story 40 prospectuses 40 freely tradable 40 SIFMA 40 NYSE Arca 40 Reverse Split 40 insider trading 40 FACTA 40 BaFin 40 XMSR 40 mutual fund 40 Closed End Funds 40 affirmative determination 40 Convertible Bond 40 Listing Rule 40 IOSCO 40 CESR 40 Depositary Receipts 39 mutual funds 39 PCAOB 39 #b# 1 39 indexed annuities 39 Yusli