Related by context. Frequent words. (Click for all words.) 57 Erik Sirri 54 Damon Silvers associate 54 Barbara Roper 53 Joseph Grundfest 53 Overdahl 50 Mercer Bullard 50 Kalorama Partners 50 FINRA Investor 49 Linda Thomsen 49 www.finra.org 49 Thirachai 48 Fabrice Tourre Goldman 48 Harvey Goldschmid 48 Chair Mary Schapiro 48 Marc Fagel 48 Commissioner Roel Campos 47 NASAA 47 Linda Chatman Thomsen 47 S.E.C. 47 Ray Dabrowski 47 Trennert 47 Chairwoman Mary Schapiro 46 Director Linda Thomsen 46 Ms. Schapiro 46 Frank G. Zarb 46 Elisse Walter 46 Compliance Inspections 46 Jean St Gelais 45 Anne Stausboll 45 Fiduciary Standard 45 Risk Factors contained therein 45 Geoff Bobroff 44 Grundfest 44 Schatsky 44 SEC 44 Gao Xiqing 44 Sharon Hom 44 Harry Markopolos 44 Denise Voigt 44 Chairman Arthur Levitt 44 Oteh 43 Robert Khuzami 43 Lucy Dalglish 43 Schmaler 43 Reza Attar Zadeh 43 Orin Kramer 43 L. Schapiro 42 Aldus Equity 42 Silicon Laboratories filings 42 Scott Friestad 42 Nasgovitz 42 Gradante 42 Christine Benz 42 Walter Lukken 42 Al Faki 42 Tim Heekin 42 Schapiro 42 Bookstaber 41 Finra 41 Putnam Lovell NBF 41 Pamela Yip 41 Blake Fontenay 41 Kenneth Harney 41 Austin Schlick 41 Andrea Coombes 41 Arthur Kroeber managing 41 Form 8K filed 41 Roel Campos 41 William McLucas 41 exemptive 41 Administration Angele Davis 41 Chairman Mary Schapiro 41 sec.gov 41 Institutional 41 Educational Retirement 41 Daniel K. Tarullo 41 Terry Mutchler 41 Hiroaki Kuramochi managing 41 Nathan Diament 40 Christina Pretto 40 Gary Gensler chairman 40 Kolchinsky 40 Capital Markets Regulation 40 Deborah Majoras 40 ProShare Advisors LLC 40 Ryoji Miyauchi 40 Tom Hockin 40 Larry Sonsini 40 Annette Nazareth 40 CREF 40 Robert Pozen 40 Arthur Levitt 40 Sally Dewar 40 Arthur Samberg 40 Alutto 40 Seligman Advisors 40 Katherine Lapp 40 mutual fund 40 HedgeWorld 40 Bobroff 40 Roger Nusbaum