Related by context. Frequent words. (Click for all words.) 50 By siliconindia 50 broker dealers 48 JAMES M. ODATO 47 By TED MONOSON 47 By RICK KARLIN 46 By Giles Mole 46 WealthStation 45 EdgeTrade 45 By JEFF GEARINO 45 FOLIOfn 44 wachoviasec.com 44 Schwab.com 44 Marsha Mercer 43 www.finra.org 43 MML Investors Services 43 bureau 43 By Emily Benammar 43 Editor note nowrunning.com 43 Service Desk ext. 43 Member FINRA 43 Brandi Grissom Austin 42 SogoTrade 42 SWIFT messaging 42 brokers 42 Mike Goldfein 41 StanCorp Equities 41 nonbanking 41 makes BrokerCheck 41 squawk box 41 By RICHARD FELLINGER 40 Upromise Investments Inc. 40 FIX connectivity 40 Yunnan provincial 40 Bloomberg Tradebook 40 PrimeVest Financial Services 40 Incapital 40 brokerage firms 40 * Newtek 40 By Rhys Blakely 40 FpML 40 Eastdil Secured 40 Member SIPC 40 AXA Advisors LLC 40 evergreeninvestments.com 40 NASDAQ PNSN 40 Damon Silvers associate 39 broker dealer 39 bureaus 39 intermediaries advisors 39 CBS MarketWatch.com 39 By Philippe Naughton 39 importers wholesalers 39 CAPIS 39 recordkeepers 39 intermediaries 39 fi# 39 Schwab Institutional division 39 SWIFT connectivity 39 Lava Trading 39 FINRA SIPC 39 Timm Herdt 38 BNY Brokerage 38 Itau BBA 38 depositaries 38 SaxoTrader 38 BNY Mellon Capital Markets 38 ProFunds mutual funds 38 AlphaMetrix 38 sole arranger 38 sole bookrunning manager 38 UzA 38 eligibility determinations 38 Larry Bivins 38 Omgeo CTM 38 Euroclear Bank 38 Alacra 38 SEFs 38 Hotspot FX 38 MGAs 37 Guangdong provincial 37 intermediated 37 Require 37 DCIO 37 supervisory 37 Deriv SERV 37 Rex Nutting 37 Putnam Lovell NBF 37 interdealer brokers 37 Sagent Advisors 37 member FINRA SIPC 37 Maria Recio 37 Firm# 37 sellside 37 prudential supervision 37 Russ Britt 37 CitiFX Pro 37 insurers reinsurers 37 investment advisors RIAs 37 Member NASD SIPC 37 brokerages 37 dually registered