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(Click for frequent words.) 80 Sarbanes Oxley 79 SarbOx 69 Sarbanes Oxley Act 67 SOX 63 Sarbanes Oxley SOX 61 Dodd Frank 61 Sarb Ox 60 SOX compliance 59 Sarbox compliance 58 Reg FD 57 Sarbannes Oxley 56 Sarbanes Oxley compliance 56 FASB 56 PCAOB 54 COSO 54 MiFID 53 FinReg 53 SOX Sarbanes Oxley 51 Solvency II 51 Clinger Cohen 51 Reg NMS 51 Basel II 51 Sarbannes Oxley Act 51 Mifid 49 FATCA 49 accelerated filers 49 SOX Compliance 49 Restatements 49 Enron debacle 49 FISMA 49 Internal Controls 49 COSO framework 49 Gramm Leach Bliley 48 CIOs 48 HIPAA 48 Whistleblower Provisions 48 CFOs 48 CLERP 9 47 Sarbanes Oxley Basel 47 FISMA compliance 47 PPACA 47 Stewardship Code 47 Regulation NMS 47 GLB Act 47 Basel III 47 NASD Rule 47 AS5 47 Carbon Reduction Commitment CRC 47 CRC Energy Efficiency 47 Bribery Act 47 IAS# [002] 46 AIFM Directive 46 NAIC Model 46 Carbon Reduction Commitment 46 CAN SPAM 46 auditor attestation 46 SSAE 46 FACTA 46 FRS# 46 Fannie Freddie 46 SOX compliant 46 GASB 46 MIFID 46 Commodity Futures Modernization Act 46 BASEL II 46 Regulation FD 46 FASB IASB 46 HITECH 46 Basel Accord 46 Clawbacks 46 Jevons Paradox 46 TBTF 45 FRSSE 45 TARP 45 RESPA 45 Disclosure Requirements 45 Bankruptcy Reform Act 45 Ucits IV 45 Sarbanes Oxley HIPPA 45 Reg SHO 45 CobiT 45 SPACs 45 Gramm Leach Bliley Act 45 fail TBTF 45 de minimis exception 45 HIPAA PCI DSS 45 Volcker Rule 45 Uptick Rule 45 FCPA 45 OFR 45 corporate governance 45 PUHCA 45 Executive Compensation 45 Sarbanes Oxley Compliance 45 DISCLOSE Act 45 Disclose Act 44 XBRL 44 Bankruptcy Abuse Prevention 44 Clinger Cohen Act 44 Remuneration Code 44 Auditing Standard 44 Can Spam 44 Horizontal Merger Guidelines 44 FRCP 44 decimalization 44 Graham Leach Bliley 44 Sarbanes Oxley HIPAA 44 Data Breach Notification 44 PCI DSS SOX 44 Regulatory Flexibility Act 44 MMSEA 44 NRSRO designation 44 PIPEDA 44 Breach Notification 44 FISA Amendments Act 44 TARP recipients 44 Movaris 44 Safeguards Rule 44 SarbOx compliance 44 IASB FASB 44 Glass Stegall 44 Freddie FRE 44 HITECH Act 44 IR# [003] 44 Michael Crooch 44 UPMIFA 44 Fin Reg 44 CISOs 44 IFRS 44 SOX HIPAA 43 Sifma 43 Fiduciary Standard 43 Meaningful Use 43 Proxy Disclosure 43 OTC derivatives 43 UCITS IV 43 ACESA 43 Advisers Act 43 Civil Procedure FRCP 43 spokesman Neal McGarity 43 FOIA 43 MHPAEA 43 Reporting Requirements 43 Conduct HVCC 43 OIRA 43 FISMA HIPAA 43 Roth IRA conversions 43 Cobit 43 Life assurers 43 Credit Raters 43 Basel III accord 43 Hedge Fund Transparency 43 SOX whistleblower 43 AICPA 43 Commodities Futures Modernization Act 43 Tax Reform Act 43 Durbin Amendment 43 REINS Act 43 AIFMD 43 Whistleblowing 43 GSEs 43 GRC Governance Risk 43 Solvency 43 FAIS Act 42 Burdensome 42 auditor attestation requirement 42 Axentis Enterprise 42 Money Laundering Regulations 42 Lobbying Disclosure Act 42 CARD Act 42 HIPAA Gramm Leach Bliley 42 NGER 42 HR 42 HFSB 42 Expensing 42 Company Accounting Oversight 42 WEEE directive 42 hedge funds 42 CAN SPAM Act 42 Corporate Governance Code 42 EESA 42 Network Neutrality 42 Tax Extenders Bill 42 ERISA 42 repealed Glass Steagall 42 restatements 42 CFO.com 42 IFRSs 42 Corporate Governance Principles 42 Antitrust Laws 42 Corporate Manslaughter Act 42 FoI Act 42 Compensation Disclosure 42 Patent Reform Act 42 Accounting Oversight Board 42 Finra 42 overly prescriptive 42 Shariah Compliant Finance 42 SIFMA 42 Remedies Directive 42 Midmarket 42 Net Neutrality 42 Gaap 42 Control Objectives 42 CP#/# 42 FDs 42 Majority Voting 42 McCarran Ferguson Act 42 Tax Avoidance Schemes 42 HIPs 42 Minimum Stockholders Equity 42 Gramm Leach Bliley GLB 41 FINRA Rule 41 Disclosure CARD Act 41 Accounting Standards 41 adopting IFRS 41 CFTC Gensler 41 GLBA 41 HIPAA GLBA 41 Financial Accounting Standards 41 RENO SILVER 41 Regulation SK 41 subprime meltdown 41 Consolidated Supervised Entities 41 Counter Derivatives 41 Quaadman 41 SEOs 41 Peanut Butter Manifesto 41 accountancy profession 41 Hedge Funds 41 Ribstein 41 Accountancy Age 41 UIGEA 41 Data Retention Directive 41 Annmarie Hagan 41 KYC norms 41 Sarbanes 41 option expensing 41 Act FACTA 41 net neutrality 41 ICAEW 41 Expensing options 41 Waxman Markey 41 Pension Protection 41 Act HIPAA 41 Basle II 41 PASS ID 41 IASB 41 Cloakware patented layered 41 PCI DSS 41 ebilling 41 Generally Accepted Auditing Standards 41 WARN Act 41 Section #I 41 RulesPower 41 CICA Handbook 41 naked shorting 41 EU Transparency Directive 41 proportionality principle 41 Pareto Principle 41 accelerated filer 41 Position Limits 41 HIPAA PCI 41 Capital Requirements Directive 41 TABOR Amendment 41 HIPPA 41 UCITA 41 IFRS2 41 § #.#-# [004] 41 EC Directive 41 worker misclassification 41 Myners 41 McCain Feingold 41 S.E.C. 41 JPMorgan Dimon 41 ObamaCare 41 TREAD Act 41 GHG 41 NGER Act 41 Accounting 41 Board IASB 41 FRRP 40 HFs 40 BAPCPA 40 FOFs 40 credit raters 40 plcs 40 MSRB 40 HIPAA FISMA 40 accounting scandals 40 Federal Preemption 40 ERM 40 Language XBRL 40 Treating Customers Fairly 40 options backdating 40 SEC Regulation SX 40 PAYGO 40 WorldCom scandals 40 accountancy firms 40 Accounting Standards Codification 40 ITIL 40 Subprime Lending 40 Enron Loophole 40 ESOPs 40 CDSs 40 Deloitte Touche LLP 40 engulfed Enron WorldCom 40 clawback provisions 40 Accounting Standards Board 40 Glass Steagall 40 Satyams 40 Hollinger Int'l 40 SLAPPs 40 Jean Pierre Garbani 40 FOI Act 40 NCLB 40 IAASB 40 Y2K 40 Reorganizations 40 Obfuscation 40 offshoring 40 OptionEase 40 hedge fund managers 40 Anti Monopoly Law 40 FFIEC 40 Activision countersues Modern Warfare 40 SEBI Substantial Acquisition 40 ODCE 40 shareholder activism 40 Severability 40 FSP FAS #-# 40 Enrons 40 CCCTB 40 CCOs 40 Onerous 40 Margin Requirements 40 OTC Derivatives 40 manual workarounds 40 Grandfathered Plans 40 IROs 40 Larry Tabb 40 DISCLOSE 40 END FOOTNOTE 40 Dean Paatsch 40 CFR pt 40 FoI 40 derivatives clearinghouses 40 outsourcers 40 procyclicality 40 CLERP 40 BlackRock Fink 40 Leslie Seidman 40 Restatement 40 eDisclosure 40 GRAMA 40 AML CTF 40 NIST SCAP 40 FASB ASC Topic 40 MicroHoo 40 PCI HIPAA 40 FDICIA 40 Underperformance 39 accounting rulemakers 39 Counterparty Risk 39 Rule #b 39 EDRM 39 Proposed Rule 39 backdating scandal 39 COBIT 39 Activity Tax Simplification 39 accounting 39 Solvency II directive 39 § #-#.# [004] 39 Worldcom scandals 39 Interagency Guidance 39 Credit CARD Act 39 FIRREA 39 PATRIOT Act 39 PayPerPost 39 Proposed Revisions 39 Fannie Mae 39 bulge bracket firms 39 Business Combinations 39 Brigagliano 39 Practice Recommendations 39 Simpson Mazzoli 39 Startup Visa 39 Private Clouds 39 CaseWare 39 Summary Prospectus 39 prudential regulation 39 Rating Agencies 39 Dot Com Bust 39 Proposed Regulations 39 XM Sirius Merger 39 expensing 39 FCC Net Neutrality 39 antifraud 39 Broadcast Decency 39 HIPAA SOX 39 Solvency II Directive 39 Janulaitis 39 Ms. Schapiro 39 Filing Requirements 39 H 1B Visa 39 Karel Lannoo chief 39 Orderly Liquidation Authority 39 hedgies 39 CFOs CIOs 39 CAFE standards 39 Compliance 39 Compliance Requirements 39 HIPAA Privacy 39 OCIE 39 FDIC Bair 39 Sarah Teslik executive 39 OSH Act 39 Corporations Act 39 Affordable Care Act 39 Lobbying Transparency 39 SOAs 39 I.R.S. 39 supermajority requirement 39 s#A [002] 39 PwC Consulting 39 Telework Enhancement Act 39 FDAAA 39 LLPs 39 TMX LSE merger 39 ERISA fiduciary 39 Valukas 39 Basel Accords 39 Gazzang 39 Notification Related 39 Overregulation 39 FALCPA 39 SOX PCI 39 CCH INSURANCE SERVICES 39 Rule 2a 39 Hiring Incentives 39 fiduciaries 39 TechStat 39 Subprime 39 clawback provision 39 Continued Listing Requirements 39 Waxman Markey bill 39 Qui tam 39 Stricter Rules 39 covenant lite loans 39 iXBRL 39 SOX GLBA 39 SMSF trustees 39 Exon Florio 39 NASD 39 USA PATRIOT Act 39 OCABR 39 Decree #/#/ND-CP [001] 39 Wallison 39 Eleanor Bloxham 39 iGate Patni 39 FCPA compliance 39 Listing Criteria 39 Net neutrality 39 nonaudit 39 Continuous Disclosure Obligations 39 Michael Krigsman 39 Disgorgement 39 OVDI 39 CIMCON SOX XL 39 Naked Shorting 39 FRCP amendments 39 Jack Zwingli 39 Partnoy 39 IT 39 SaaS 39 de minimis exemption 39 HIPAA privacy 39 WorkSpace Manager 39 accountants 39 Takeover Code 39 Rule 2a 7 39 Amending Directive 39 DTV Delay 39 TSCA 39 imposing unfunded mandates 39 Exec Pay 39 FOI 39 Code Section #A 39 BOFIA 39 OFRs 39 SEC Rule #b 39 COMPLIANCE WATCH 39 TUPE 38 CRD3 38 Paygo 38 WorldComs 38 Gramm Leach 38 Paul Hamerman 38 HEOA 38 Patient Protection 38 Board FASB promulgates 38 SLUSA 38 infosecurity 38 Loser Pays 38 Real Estate Settlement Procedures 38 Sarbanes Oxley PCI DSS 38 Auditing Standards 38 deregulatory 38 Enron WorldCom 38 Blackstone Schwarzman 38 CFPB 38 Corefino 38 Tort Reform 38 Accounting Firms 38 AFAs 38 Waxman Markey climate 38 demutualization 38 Obamacare 38 SAS# certification 38 BPM 38 regulatory compliance 38 Transparency Directive 38 Transparency 38 Act FISMA 38 Solicitors Accounts 38 non accelerated filer 38 HIPAA Sarbanes Oxley 38 Countrywide Mozilo 38 Auditing Practices Board 38 DGCL 38 Freddie Fannie 38 Socially Responsible Investing 38 Rules #A.# 38 FAS #-# 38 Pay Czar 38 regs 38 RegNMS 38 Mental Health Parity 38 BNA Tax 38 NERC CIP 38 Listing Standards 38 Disclosure Interpretations 38 No. AUG AIR 38 Y2k 38 Red Flags 38 Communication Decency Act 38 Financial Stability Improvement 38 FISMA requirements 38 Improper Payments 38 Cartesis 38 Offshore Outsourcing 38 § #A [003] 38 Whistleblower Protections 38 RIAs 38 EU RoHS directive 38 Enumerated Powers Act 38 Behavioral Advertising 38 Dark Pools 38 Act FATCA 38 MINER Act 38 robo signing controversy 38 FedRAMP 38 DoL 38 MIMPS 38 buyside traders 38 Oregon Assisted Suicide 38 Hedge Fund Managers 38 HIPAA Privacy Rule 38 whistleblower protections 38 dot.com bust 38 mandatory expensing 38 Thomas Quaadman 38 Golden Parachutes 38 DBAs 38 systemically risky 38 FAS# [001] 38 Bebchuk 38 Subprime Mortgage 38 PCAOB Auditing Standard 38 Stock Option Expensing 38 ASX Corporate Governance 38 CPSIA 38 Felix Salmon 38 Merkley Levin 38 Jan Baan 38 EMRs 38 excessively burdensome 38 Federal Sentencing Guidelines 38 CXOs 38 UCITS Directive 38 Medicare Secondary Payer 38 muni bond 38 Security Breach Notification 38 EPIRA 38 portfolio margining 38 AIFM directive 38 Reasonable Prudence 38 Regs 38 USA PATRIOT 38 Chair Mary Schapiro 38 Ravi Mattu 38 Anti Bribery 38 CBDT circular 38 Guy Jubb head 38 TeamConnect 38 Whistleblower Protection 38 BI 38 Form ADV 38 telework 38 Recent Accounting Pronouncements 38 Oracle DBAs 38 Age Discrimination Regulations 38 Kieran Poynter 38 Spore DRM 38 Wyden Gregg 38 Gramm Rudman Hollings 38 Lawsuit Abuse Reduction 38 Regarding Mineral Resources 38 Armanino McKenna 38 Nunn McCurdy 38 Dr. Mangiero 38 MMOG LE 38 Regulatory Overhaul 38 DCAA 38 backdating 38 Grassroots Lobbying 38 Individual Mandate 38 Bill Dodwell 38 OpenPages 38 PCI compliance 38 CCH Pension Plan 38 SOA Governance 38 interlocking directorates 38 AIMR PPS 38 dense legalese 38 nonfinancial 38 Section #A [001] 38 Hedging Relationships 38 ESPPs 38 depolarisation 38 Kayla Gillan 38 Healthy Forests Restoration 38 Schedule UTP 38 Compulsory Purchase Act 38 FFIEC Guidance 38 Rule #a 8 38 eDiscovery 38 Automatic Enrollment 38 BEE Codes 38 Oxera 38 Lucent Alcatel 38 Sunshine Laws 38 CoBIT 38 Foreclosure Moratorium 38 Loughlin Hickey 38 Newcits 38 Clawback 38 IORP directive 38 unregulated derivatives 38 Civil Contingencies Act 38 Secure Fence Act 38 Subprimes 38 Shays Meehan 38 CESR 38 § #-#-# [005] 38 MergerTalk 38 Adscam 38 Corporate Governance Guidelines 38 rulemakings 38 stub quotes 38 Rescissions 38 workpapers 38 Congressional Oversight 37 Phil Wainewright 37 CoCos 37 COBIT framework 37 Subpart F 37 Devicemakers 37 Ann Yerger 37 Boiler MACT 37 Overseen Reviewed 37 Swipe Fee 37 HIPAA HITECH 37 ASC Topic 37 OTC derivatives clearing 37 Neal McGarity 37 Limitation Act 37 Judith Hurwitz 37 PPNs 37 PCI Requirement 37 AIFM 37 Jamil Khatri 37 Omnibus Budget Reconciliation 37 FASB Emerging 37 Tobacco Buyout 37 BVCA 37 Consumerization 37 Accountable Care 37 paygo 37 FOIA exemption 37 Corticon 37 Axentis 37 Spreadsheet Control 37 SOA 37 OPRA 37 Shareholder activism 37 Fund Managers AIFM 37 WaMu WM 37 MOBILE Cell Phone 37 DMCA 37 FSIO 37 Lobbyist Registration 37 Consumer Protections 37 Context Aware Computing 37 SORP 37 FRBM Act 37 CRISC 37 Matter Centric 37 regulatory 37 QSPEs 37 Hedgies 37 accountant Donald Nicolaisen 37 FRS# accounting standard 37 netiquette 37 FINRA 37 Pensions Regulator 37 FSCP 37 Loraine Lawson 37 Pension Reform Act 37 Solution Accelerator 37 Pecora hearings 37 prudential oversight 37 NCPPR 37 Anti Avoidance 37 deregulators 37 EHRs 37 Backdating 37 Henry Blodget 37 Siebel Systems 37 Abuse Directive 37 PeopleSoft 37 Illiquidity 37 ERISA preempts 37 Listing Requirements 37 MIPPA 37 Electronic Documents 37 SGX ASX 37 subsidiarity principle 37 Sarbanes Oxley Gramm Leach 37 compliance 37 Freddie Mac 37 VIX ETNs 37 Tony D' Aloisio 37 Deregistration 37 NYSEArca XLF 37 Subprime Crisis 37 PCI FISMA 37 Grandfathered Plan 37 Balanced Budget Amendment 37 Worldcom 37 Debit Card Fee 37 Bailout Watchdog 37 Dunning Kruger 37 Views Eric Miraglia 37 Bipartisan Campaign Reform Act 37 Agile BI 37 Payday Lending 37 FASB Accounting Standards Codification 37 HFWG 37 Bailout watchdog 37 Disclosures 37 Proposing Release 37 DHUE 37 Toxic Chemicals Safety 37 Leimsider 37 Occupational Pension Schemes 37 Microhoo 37 Monolines 37 PAYE umbrella 37 Regulation SHO 37 Netsuite 37 Voluntary Filing 37 cloud computing 37 Credit raters 37 § 8C 1 37 mergers 37 NAIC Suitability 37 G3 Guidelines 37 Chieftaincy Act 37 generous expensing 37 PCI SOX 37 Compliance# 37 Attorney Client Privilege 37 Grandfathered plans 37 Restore Employment 37 ASC #-# 37 voxclever 37 whistleblowing 37 Nonbank 37 mortgage servicers 37 Telecommunications Interceptions 37 shortselling 37 IFAs 37 AMT patch 37 Fiduciaries 37 Moral Hazard 37 iManage 37 Income Taxes FIN 37 PDSs 37 CISADA 37 Macro Trends 37 Antennagate 37 SLHCs 37 grandfathering provision 37 Fannie Mae Freddie Mac 37 Merrill MER 37 Fannie FNM 37 Frank Glassner 37 Complinet 37 CFOs Controllers 37 SSOs 37 DCML 37 equity indexed annuities 37 Sirius XM Merger 37 Rule #h 37 PHLX Semiconductor Sector 37 FSP #-# 37 Epira 37 life assurers 37 Insourcing 37 arbs 37 grandfathering provisions 37 CLOs 37 premerger 37 WorkSite 37 quants 37 FINRA NASD 37 CRM SFA 37 FAA Reauthorization Act 37 Cindy Skrzycki 37 exemptive 37 Currency Transaction 37 Micromanagement 37 Prudential Regulatory Authority 37 Auditing Profession Act 37 Address Discrepancy 37 ALL BUSINESS 37 SCRM 37 convertible arbitrage strategies 37 Covered Entities 37 Pa.RAP 37 TBTF banks 37 Subtitle B 37 Outsourcers 37 Mandatory Greenhouse Gas 37 SPY ACT 37 BEE codes 37 Sebi 37 sunsetting 37 Title IX 37 Source Freehills 37 HedgeOp 37 CA Clarity 37 grossly undercapitalized 37 OMB Circular 37 PCI Compliance 37 Alleged Ponzi Scheme 37 Buyside 37 Cluetrain Manifesto 37 SMBs 37 actuarial profession 37 AMPFP 37 Social Security Disability Benefits 37 MICRA 37 Journalistic ethics 37 LTCM debacle 37 ALaS 37 Dr. Susan Mangiero 37 Blodget 37 subprime mortage crisis 37 Gramm Rudman 37 CFTC 37 subprime fallout 36 golden parachute arrangements 36 severability clause 36 Subprime Lenders 36 Securities Litigation Uniform 36 Earmark Reform 36 CA CC# PIPEDA 36 Paperwork Mandate Elimination 36 Regulatory Enforcement 36 Reporting Obligations 36 CFPA 36 FFIEC guidance 36 Rule #:#-# [002] 36 eXtensible Business Reporting 36 GLBA HIPAA 36 REAL ID Act 36 CPRS Carbon Pollution 36 FBAR reporting 36 assignee liability 36 SMEs 36 McCarran Ferguson 36 WorldCom Ebbers 36 Commoditization 36 Tracy Lefteroff 36 GAAP Taxonomy 36 PCI SOX HIPAA 36 overly burdensome 36 Roth IRA conversion 36 Bruce Ellig 36 ERP implementations 36 Bureaucracies 36 MFAA 36 WorldCom 36 Options Backdating 36 PPI mis 36 CCGG 36 Item 9A 36 Antideficiency Act 36 Shareholder Proposals 36 Stratify 36 pre emption doctrine 36 Midsize Enterprise 36 H 1B 36 SOx 36 Zubulake 36 HITECH ACT 36 Efficiency Effectiveness 36 Reinsurance Reform Act 36 LMSB 36 Capital Markets Subcommittee 36 FSC ETI 36 General Accepted Accounting 36 marketmakers 36 Occupational Pensions Regulatory Authority 36 Foreclosure Mess 36 Offshoring 36 Prompt Payment 36 Corporate Governance 36 Defined Benefit Plans 36 Takeover Directive 36 Quattrone 36 Capital Disclosures 36 Standards PCI DSS 36 La.Code Crim.P. art 36 CaoSys 36 ETO Manufacturers 36 Ecora 36 Muddle Through Economy 36 Economy CAFE 36 Baucus Grassley 36 Subtitle C 36 JWG IT 36 Uniform Prudent Management 36 AMP demerger 36 Induce Act 36 Virtualization 36 CCCF Act 36 UCITS 36 midsized enterprises 36 CFR § #.# [001] 36 procyclical effects 36 FSOC 36 SIFTs 36 Unintended Consequences 36 HealthSouth Scrushy 36 EULAs 36 Corporate Personhood 36 Lehman LEHMQ.PK 36 EDRM Project 36 Professional Journalists Code 36 DoJ 36 Obamanomics 36 dotcom era 36 hyperconnectivity 36 Assessment IEMA 36 NQDC 36 Cybersecurity 36 COICA 36 Bratara called 36 Gitmo Panels 36 CMDB 36 Nonadmitted 36 Duplicate Content 36 Seventeenth Amendment 36 Counter Terrorism Financing 36 Data Retention 36 OWASP Top Ten 36 Regulatory Compliance 36 Rule #T 36 IAS IFRS 36 NSFR 36 Smokefree Environments Amendment 36 Illiquid Assets 36 SDCERA 36 NERC CIP standards 36 ITSM 36 FHLBs