Form ADV

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Related by context. All words. (Click for frequent words.) 71 ADV Part 67 Advisers Act 57 Simplified Prospectus 57 Proposing Release 57 summary prospectuses 56 NASD Rule 55 KIID 55 Summary Prospectus 54 Prospectuses 54 Rule #h 54 Accredited Investor 54 Rule #a [002] 54 prospectuses 53 Prospectus Supplement 53 Rule #c# [001] 53 Supplement dated 53 Plan Disclosure Document 53 Rule 2a 52 Supplementary Prospectus 52 Schedule #N 52 Form U4 52 FINRA Rule 52 Schedule UTP 52 Disclosure Document 52 Rule 2a 7 52 NRSRO ratings 51 Proposed Rule 51 § #-# [001] 51 Rev. Proc 51 SEC Rule #a 51 #.#-# [005] 51 Offering Circular 51 MRS § 50 SEC Regulation SX 50 Rule #g# 2 50 Rules #b# 50 www.tiaa cref.org 50 Disclosure Booklet 50 III.#.# 50 Form #SB 50 XBRL tagging 50 USC § #u 50 Proposed Regulations 50 Rule #d 50 Dearbhla Walsh PBS 50 Notice #-# [001] 50 Pa.RAP 49 Rule #b 49 accelerated filers 49 SEDAR www.SEDAR.com 49 auditor attestation 49 PTINs 49 Exposure Draft 49 Prospectus dated 49 CFR #.# d 49 UCITS Directive 49 CPEX filings 49 non accelerated filer 49 Conversus 49 Private Placement Memorandum 49 MSRB 49 Investment Advisers 49 Instalment Warrants 49 Offering Memorandum 49 Risk Factors contained therein 49 MSRB Rule G 49 La. RS #:# [001] 49 Section 3.D 49 END FOOTNOTE 49 Form #NR 49 Explanatory Notes 49 Colorado Revised Statutes 49 financialstatements 49 Regulation SK 49 I. Item 1A 49 Subsection b 48 Citadel Diversified 48 Section #.# [001] 48 Beneficiary designations 48 USSG § #B#.# [002] 48 #A #EZ 48 Corporate Governance Principles 48 Rule #f 48 Remuneration Code 48 Capital Disclosures 48 FOIA Exemption 48 OCIE 48 Pink Sheets.com 48 SEDAR.com 48 French Autorité des Marchés 48 XBRL formatted 48 NRSROs 48 § #.#-# [004] 48 Ordinary Dividends 48 FBAR filing 48 Definitive Proxy Statement Prospectus 48 IRA custodian 48 Listing Rule #.#.# [001] 48 XBRL tagged 48 Rules #a 48 Schedule #G 48 exemptive 48 Item 1a 48 DTR #.#.# 48 USC § #a [001] 48 IRC § 48 FRSSE 48 Rule #a 8 48 Annexures 48 FASB Statement 48 Line 9a 48 Recapitalisation Proposal 48 prospectus contained therein 47 PDSs 47 FBARs 47 subadvisors 47 Preliminary Prospectus 47 Supplementary PDS 47 FATCA 47 AIFs 47 http:/www.wallstreetgrand.com/disclosure.html 47 http:/www.irs.gov/newsroom/article/0 id = #,goalpost padding 47 Prospectus 47 DHC consolidated 47 FirstStep 47 Prospectus Supplements 47 NRSRO 47 Annual Required Filings 47 SteelPath 47 file Form #X 47 Compensation Disclosure 47 calling #-TAX-FORM 47 ORCP 47 RidgeWorth Funds 47 FFIs 47 www.evs global.com 47 Original Bidder Statement 47 CFR § #.# [006] 47 beneficiary designations 47 Rollover Application 47 Interpretive Guidance 47 Rule #:#-# [002] 47 theSecurities 47 Mortgagee Letter 47 Beneficial Owner 47 FAIS Act 47 dually registered 47 FATCA provisions 47 SEC Rule #c# 47 Underlying Entity 47 EU Transparency Directive 47 Individual Retirement Arrangements 47 Product Disclosure Statement 47 ProFunds mutual funds 47 NASD Marketplace Rule 47 Pricing Supplement 47 Macquarie Instalments 47 subsection b 47 QFE 47 AIFM 47 file FBARs 47 ORS #B.# 47 CFR § #.# [005] 47 Subsections 47 Interim Required Filings 47 La. RS #:# [003] 47 Required Filings 47 Virtus Mutual Funds 47 #KSB 47 Supplementary Explanatory Memorandum 47 Stimulus Payment 47 Continuous Disclosure Policy 47 Lobbying Disclosure Act 47 Schedules #D 47 onForm 46 ASX Listing Rule #.#A 46 Gain Tax Worksheet 46 La.Code Crim.P. art 46 Recent Accounting Pronouncements 46 ARS § 46 CFR pt 46 AIFMs 46 § #-#-# b [001] 46 #EZ #A 46 Schedule #D 46 Appendixes 46 Position Description 46 CP#/# 46 Form #EZ 46 Ark. Sup 46 USC § #c 46 www.napfa.org 46 Stewardship Code 46 Offering Circular UFOC 46 USC § #a c 46 Proxy Statements 46 Zerenex Phase 46 visit http:/FederatedInvestors.com 46 AIFM Directive 46 RSA #:# [002] 46 Miscellaneous Deductions 46 Supplementary Product 46 securitizer 46 Legal #.# 46 Amending Directive 46 Filing Requirements 46 prospectus 46 NRS #.# [002] 46 fiduciary 46 PlanCon 46 Practice Direction 46 subpart 46 SCR #:#.# [002] 46 Default Status Reports 46 Gov.Bar R. V 46 Replacement Prospectus 46 theSEC 46 CICA Accounting Guideline 46 Crim.R. 46 Inc. www.usfunds.com 46 Annual Audited Consolidated 46 footnote disclosures 46 § #-#.# [004] 46 SEDAR www.sedar.com www.sedar.com 46 id = #,# [001] 46 See Segmented Analysis 46 hereof shall 46 OCGA § #-#-# [004] 46 Registration Statement Prospectus 46 Financial Instruments Disclosures 46 http:/www.smartstox.com 46 Item 9A 46 www.sipc.org 46 Disclosure Interpretations 46 IFRSs 46 MR Civ 46 App.R. 46 Solicitation Statement 46 SORP 46 www.ozcap.com 46 SR ISE 46 GPAM 46 OSC Policy 45 workpaper 45 LSA RS #:# [002] 45 Revenue Procedure 45 EMCORE Annual Report 45 Institutional Closed End 45 Attached hereto 45 Regulation SX 45 www.cfp.net 45 ARS § #-# [002] 45 BOS periodic 45 Yucheng filings 45 www.fidelity.com 45 Univest Corporation files 45 ERISA § 45 Corporations Act 45 GAAP Taxonomy 45 SSgA Funds Management 45 CFR § #.# [003] 45 MGL Chapter 45 RSA #:# [001] 45 www.tcw.com 45 See IRS Publication 45 Dodd Frank 45 Scheme Booklet 45 File Nos. #-# 45 www.finra.org 45 Income Tax Returns 45 filedwith 45 subparagraph 45 #.# subdivision [004] 45 NASD FINRA 45 #Qs 45 La.RS #:# [001] 45 website www.PennyStockAlley.com 45 website www.gladiatorstocks.com 45 SPIAS 45 KSA #-# [001] 45 FS #.# [002] 45 pinksheets.com 45 Disclosure Requirements 45 CFPs 45 exemptive orders 45 Appendix 4D 45 Shortfall Application Form 45 MMLP Quarterly Report 45 Periodic Reports 45 NAPFA 45 EISs 45 interim condensed consolidated 45 Money Laundering Regulations 45 CUSIPs 45 ModernHealthcare.com 45 UCITS 45 See Annexure 45 dotMobi domains 45 accompanying prospectus supplement 45 MHPAEA 45 visit www.vaneck.com etf 45 accelerated filer 45 La. RS #:# [002] 45 additionalinformation 45 www.cat.com sec filings 45 Markland Technologies filings 45 Invesco Trimark Ltd. 45 PennyStockVille.com encourages readers 45 SEC Rule #b 45 secfilings 45 Continuous Disclosure 45 IAASB 45 Listing Rule #.#A 45 Non GAAP reconciliations 45 CFR § #.# [001] 45 Performance Standards GIPS 45 Form 8K filed 45 Inc. HSBSB 45 Reproduced Record RR 45 Form 8K 45 CFR § #.# [004] 45 FDAAA 45 Listing Application 45 DR #.#.#R 1 45 Subparagraph 45 Ark. R. Civ 45 http:/www.icislor.com/dram/index.htm 45 Auditing Standard 45 NJAC 6A 45 FINRA 45 Capital Requirements Directive 45 EITF #-#-# 45 Corporate Governance Statement 45 CFR #.# [002] 45 See www.Gen2Media.com 45 See id 45 OVDI 45 SponsorMatch 45 Sangui BioTech International 45 RDR compliant 45 FBAR 45 OTC Disclosure 45 Notice #-# [002] 45 Amerivest Investment Management 45 RC #.# B [001] 44 entitled Caution Regarding 44 Allbanc Split Corp. 44 END FOOTNOTE FOOTNOTE 44 annexure mark 44 QDIA 44 SMSF 44 N1 #-# 44 enclosed herewith 44 RMR Advisors Inc. 44 Appendix 4E 44 UCITS IV 44 FBAR reporting 44 Disclosure Documents 44 Form #Q SB 44 Form #Q filed 44 InterRent publicly 44 Preparer 44 Fiduciary Standard 44 Proxy Statement dated 44 Joint Proxy 44 LSA RS #:# [001] 44 Shelf Registration Statement 44 Florida Statute #.# [002] 44 supplement thereto 44 www.nfp.com 44 section #WB 44 id = #,# [002] 44 USAllianz 44 subsection f 44 website www.FreePennyAlerts.com 44 Board MSRB 44 www.redwoodtrust.com 44 Sandelman Partners 44 WKSI 44 interim unaudited consolidated 44 Proxy Disclosure 44 DURECT Form 44 #b# [004] 44 CICA Handbook 44 AFBA 5Star Funds 44 Pinksheets.com 44 DWS RREEF 44 Rule #c 44 Circular dated 44 www.solerainc.com 44 Filing Statement dated 44 subsection d 44 Employment Eligibility 44 annexure marked 44 PPNs 44 Articles L.# 1 44 CFR § #.# [007] 44 Transcept periodic 44 DARWINS 44 Morguard Sunstone Real Estate 44 OCGA § #-#-# [002] 44 website StockMarketLife.com 44 BrokerCheck 44 RightProspectus document repository 44 equity indexed annuities 44 Invesco Advisers Inc. 44 Compensation Discussion 44 materiality threshold 44 Largo website www.largoresources.com 44 Qualitative Disclosures 44 CVM Instruction 44 Managements Discussion 44 PolyMedix filings 44 PennyPic.com 44 Instalments 44 fi nancial adviser 44 Steven Leser Page 44 ProFund Advisors LLC 44 See ARS § 44 UITs 44 Appendices 44 www.polaris int.com 44 HRBFA 44 subparagraph B 44 Uniform Franchise Offering Circular 44 IRC § § 44 HedgeOp 44 Evid.R. 44 sec.gov 44 www.goodrichpetroleum.com 44 Rule #-#.# 44 prequalification questionnaire 44 + Despatch 44 Rolling Instalments 44 FOFs 44 ITEPA 44 § #A [003] 44 saral 44 Form #KSB 44 Filing Status 44 COSO framework 44 UBTI 44 SCHEDULE #A 44 UFOC 44 CFR #.# [005] 44 SecuritiesExchange Act 44 prospectus supplement dated 44 § #.#.# [001] 44 Offer Document dated 44 MB Docket 44 § #-#-#.# 44 PFICs 44 website www.thresholdpharm.com 44 www.principal.com investor 44 Norsat audited consolidated 44 Management Proxy Circular 44 Defaulted securities 44 Marani Brands filings 44 GSMAL Independent Directors 44 Supplemental Circular 44 www.cominar.com 44 SECURITIES EXCHANGE ACT 44 website GreenGainers 44 Schedule #C 44 § #-#-# [004] 44 SR NYSEArca 44 Listing Rule #.#.# [005] 44 Consent Documents 44 Securitiesand Exchange Commission 44 LSA CCP art 44 #g# 2 44 www.calamos.com 44 www.jhfunds.com 44 please visit www.direxionshares.com 44 FSCO 44 IRPAC 44 Airesurf 44 Offer Documents 44 PowerShares ETFs 44 Preparer Tax Identification Number 44 Rollover Applicants 44 Sunovia filings 44 Distributable Earnings 44 Accounting Guideline 44 www.IRS.gov 44 various RISK FACTORS 43 GMCR encourages 43 prospectus supplements 43 www.mprpd.org 43 Adequate Disclosure 43 Submission Guidelines 43 nondeductible contributions 43 www.troweprice.com 43 § #-#-# b [003] 43 www.claymore.com 43 Supplementary Product Disclosure Statement 43 website aStockMarketLife.com 43 s#A [002] 43 SCR #:#.# [001] 43 subparagraphs 43 SEC Regulation FD 43 CFR #.# c 43 .cagy veteran 43 Preparers 43 Supplementary Bidder Statement 43 FINRA BrokerCheck 43 IIROC Dealer Member 43 § #:# [001] 43 Witkin Cal 43 NJSA 2C :2 43 Issuer Repurchase 43 Repurchase Notice 43 accompanying Management Discussion 43 Technest Holdings filings 43 Company Prospectus dated 43 CFR § #.#b 43 SEBI Substantial Acquisition 43 QPAM 43 PCAOB Auditing Standard 43 Solid Oral Dosage 43 breakpoint discounts 43 Stapled Securities 43 personalized Entitlement 43 Beneficial unitholders 43 EBSA 43 WSJ.com subscription 43 Reporting Requirements 43 NJSA #:# [002] 43 subsections b 43 EUSD 43 Proxy Circular 43 subsection c 43 DRIP Plan 43 definitive Joint Proxy 43 AudioCodes filings 43 QPs 43 FEBG 43 UPMIFA 43 LBPE 43 condensed consolidated interim 43 USC § #a [002] 43 AND RISK FACTORS 43 Voluntary Filing 43 NYCRR #.# [001] 43 PMBOK 43 Roth IRA Conversions 43 Roth IRA conversions 43 Funds prospectuses 43 CurrencyShares Trusts 43 Repl. 43 Arizona Revised Statutes 43 Subsection c 43 Subtitle B 43 ASC Topic 43 NGER 43 irs.gov 43 Civ.R. 43 Warrant Indenture 43 www.irs.gov efile 43 America marketFLEX 43 DJ AIGCI Handbook 43 -thundering ovation 43 Minn. R. Civ 43 securityholder 43 IC § #-# 43 eSpeed definitive proxy 43 nonspouse beneficiary 43 Annual Filings 43 Offer Booklet 43 Centro NP LLC 43 subsection 43 Shortfall Application 43 RMDs 43 USCS § 43 DR #-# 43 Code § #-#.# 43 RMAR 43 annexure 43 ABN AMRO Warrants 43 captions Item 1A 43 Enhanced CRB 43 please visit http:/smallcappower.com/disclosure.aspiritually inclined 43 Securities Administrators CSA 43 Managed Portfolio 43 FASB ASC 43 Hardship Letter 43 ALASKA COMMUNICATIONS SYSTEMS GROUP 43 accompanying prospectus dated 43 Schedule #E 43 Beneficial Owners 43 visiting www.usfunds.com 43 Reset Date 43 RS #:# [002] 43 Bidder Statement 43 Mangrove Partners 43 Extensible Business 43 § #.#-# [006] 43 § #-#-# [002] 43 KAR #:# 43 Item 7A 43 http:/www.cigna.com 43 § #-#.# [001] 43 Hedging Relationships 43 HTA periodic 43 Underlying Entities Shares 43 FSPs 43 www.dws investments.com 43 TCE RWA ratio 43 website PennyPic.com 43 Safe Harbor Disclosure 43 StanCorp Investment 43 FederatedInvestors.com 43 Industry Classification Benchmark ICB 43 Mainspring Managed 43 FSP FAS #-# 43 Reference Document 43 § #.#-# [007] 43 Accounting Policies 43 Pa.CS § 43 See Appendix 43 Rule #b# 43 Bundesanstalt für Finanzdienstleistungsaufsicht 43 Code § #.#-# [001] 43 RetirementReady 43 USC § #t 43 Appendix B 43 Frequently Asked Questions FAQs 43 Item 7A Quantitative 43 Schedule 43 Form #X 43 www.breproperties.com 43 Uniform Franchise 43 Chapter 6D 43 Paladin Registry 43 UCITs 43 Accounting Standards Codification 43 QSPEs 43 CFR § #.# [008] 43 Securities andExchange Commission 43 Fed.R.Civ.P. 43 See Attachment 43 PinkSheets.com 43 Responsible Entity 43 TaxMama 43 ClinicalTrials.gov identifier NCT# 43 #c# [003] 43 Finadium 43 § #-#.# [002] 43 PlanSponsor 43 Norsat unaudited consolidated 43 Annexure B 43 SMSF trustee 43 AXENV 43 Wisconsin Statutes 43 CSR #-#.# 43 www.ccr.gov 43 Nontaxable Income 43 broker dealers 43 Claymore ETFs 43 Consent Revocation Statement 43 Remuneration Report 43 EXPLANATORY STATEMENT 43 agedwards.com 43 Reporting Obligations 43 deferred variable annuity 43 See USSG § #B#.# 43 reit.com 43 Hiring Retention 43 Acquisition Regulation FAR 43 BNS Split Corp. 43 Financial Statements 43 Rydex Funds 43 pioneerinvestments.com 42 Minefinders Annual 42 Appendix 3B Page 42 Minn. R. Evid 42 www.hm.com 42 de la société daté 42 Bankruptcy Code § 42 Filers 42 predecisional 42 Stapling Proposal 42 Electronic Tenders 42 CorMedix filings 42 Federal eRulemaking Portal 42 § #A [002] 42 FundVest 42 § #B#.# [002] 42 Westpac SFIs 42 § #A b 42 DoubleLine Funds 42 www.InvestorIdeas.com About Disclaimer.asp 42 exhibits thereto 42 NYSE Arca Equities 42 Section #.#.# [001] 42 IIROC regulated firms 42 Argan filings 42 subsequent amendments thereto 42 TCA § #-#-# [003] 42 Form #K 42 IAS IFRS 42 PIFs 42 Regulation Section #.#-# 42 Tenn. R. Civ 42 SPECIAL BUSINESS 42 Code § #.#-# [003] 42 www.fasb.org 42 Composite Offer Document 42 § #.# [002] 42 By AMY GEIER 42 CRD3 42 prospectuses carefully 42 R. #:#-# 42 Titan Managed Portfolios 42 PURSUANT TO RULE 42 applicable indentures 42 http:/www.mpegla.com 42 TILA disclosure 42 FSMA 42 Physician referral 42 OCGA § 42 RS #:# [001] 42 § #G#.# b 42 Coverdell ESA 42 #a subdivision 42 Stephen Lendman Page 42 Edelweiss MF 42 Information Circulars 42 ICMJE 42 Half Yearly Financial 42 Tax Withholding 42 EU Directive #/#/EC 42 www.gasb.org 42 AIFRS 42 Information Form AIF 42 www.brookfield.com 42 email sbarnes@novaknowledge.ns.ca 42 Subpart 42 www.bonavistaenergy.com 42 CFR § #.# [002] 42 ASUR filings 42 La.RS #:# [003] 42 CFR #.# [007] 42 NJSA #:#-# [004] 42 AIFMD 42 TinyBooks 42 § #.#.# [002] 42 ORS #.# [001] 42 Trust Indenture dated 42 Statement dated 42 elective deferrals 42 Economic Stimulus Rebate 42 Form W 8BEN 42 CFR #.# [006] 42 IRP5 42 BioCryst files 42 Ask iLounge Submit 42 Rule #B 42 www.dundeereit.com 42 taxpayer itemizes deductions 42 FASB Accounting Standards Codification 42 COMAR 42 www.fpanet.org 42 Meritage Portfolios 42 ITIL Version 42 Acceptance Forms 42 REIT taxable 42 SEC.gov 42 Required Disclosure 42 W 8BEN 42 www.usfunds.com 42 HRS § #-# [001] 42 www.vote smart.org 42 NYCRR #.# [003] 42 Preliminary Proxy Statement 42 automatic declassification 42 section #.#.# 42 Issuer Amended 42 SarbOx 42 Etelos files 42 heading ITEM 1A 42 Amerivest 42 eCTD format 42 Navios Holdings filings 42 Tiburon Strategic 42 TDAM 42 Rule #e 42 RV Kuhns 42 Bioenvision filings 42 Westpac SPS 42 Listing Requirements 42 JFSC 42 www.dnb.com 42 Seligman Advisors 42 annexed hereto 42 UITF 42 Kevin Gosztola Page 42 USC § #a b 42 INDEXPLUS 42 Incoterms ® 42 Naked Trader 42 SEDAR Filings 42 DRIP 42 Member SIPC 42 AdvisorOne.com 42 EFAST2 42 Predecessor Period 42 NJAC #:#-#.# 42 DTR #.#.#R 42 Leonardo Venture 42 athttp :/ www.sec.gov 42 www.hanover.com 42 Income Tax Assessment 42 de minimis exemption 42 CFR #.#b 42 Mary MacElveen Page 42 NYSE WIW 42 PPIFs 42 deferred variable annuities 42 covers Healthcare Recordkeeping 42 ABN AMRO MINIs 42 #Q SB 42 www.piperjaffray.com 42 Agria filings 42 Vion Annual Report 42 See TCA § 42 FSP #-# 42 Pa.CSA § 42 www.putnam.com 42 www.macdonaldmines.com 42 Pre Qualification Questionnaire 42 EITF #-# [001] 42 grandfathering provision 42 Roth IRA conversion 42 invest.com 42 Syntax Brillian Annual Report 42 www.inlandrealestate.com 42 AIM Trimark Investments 42 GEDO 42 TDX Independence Funds 42 filing Form #X 42 SIFT Rules 42 ETAAC 42 http:/www.investrend.com/articles/secondlevel.aspHelena Zhu 42 Saral II 42 Rev. Rul 42 www.tri valleycorp.com 42 Explanatory Note 42 USGAAP 42 www.rtgventures.com 42 http:/www.nasd.com 42 CFP designation 42 Voluntary Withholding Request 42 MiFID 42 HFWG 42 www.sedar.ca 42 Dave Lindorff Page 42 Hototc.com encourages readers 42 http:/www.solerainc.com 42 MMSEA 42 schwab.com 42 § #-#-# [005] 42 Merger Agreement Merger Sub 42 Restated Offer 42 SSAE 42 CrR 42 Information Circular dated 42 http:/www.jacksonhewitt.com 42 www.etelecare.com 42 PFIZER DISCLOSURE NOTICE 42 ProShares ETFs 42 ISOO 42 USC § #b [002] 42 Coverdell accounts 42 CapGen Capital 42 Concerning Forward Looking Statements 42 RC #.# [002] 42 Form #A 42 Futures Ordinance 42 www.hyperionbrookfield.com 42 Securityholder 42 proxystatement 42 French Autorite des 42 website www.bancroftfund.com 42 Code Section #A 42 fillable forms 42 #EZ T 42 Section #I 42 ISDA Master Agreement 42 Norrep Group 42 Chair Mary Schapiro 42 FFIEC 42 § #-#-# [008] 42 § #-#-# [007] 42 Joint Proxy Statement Prospectus 42 Significant Transactions Affecting 42 Form# F 42 Disclosure CheapStockAlert 42 Verena filings 42 shall construe 42 Autorité des Marchés Financiers 42 Preferential Issues 42 NQ Exploration 42 Items affecting comparability 42 Gabelli Funds LLC 42 Sawaya Segalas 42 Visit IRS.gov 42 Stockpickers 42 Explanatory notes 42 Offer Prospectus 42 definitive consent solicitation 42 NJSA #:# [001] 42 Roth IRAs 42 Tax Exempt Organizations 42 SciClone filings 42 Proxy Statement 42 FundQuest Incorporated registered 42 Limited Duration 42 Offeror Representations 42 Rob Kall Page 41 Supplemental Schedule 41 valid Resale Certificate 41 Recordkeeping 41 Morningstar Principia 41 downloadable pdf 41 http:/www.pinksheets.com/ 41 Indenture governing 41 Mortgagee Letter #-# 41 Beneficial Ownership 41 OCABR 41 securityholding 41 UCITS III 41 RCW #A.#.# [002] 41 Coverdell ESAs 41 www.treasurydirect.gov 41 www.capreit.net 41 EpiCept filings 41 www.campbellsoupcompany.com csr 41 Immunicon filings 41 PhRMA Code 41 iSectors 41 subaccounts 41 FAR Subpart 41 IVSC 41 QSound periodic reports 41 CRIIMI MAE 41 Reg SHO 41 Ucits 41 periodic filings Infinium Labs 41 www.nuveen.com etf 41 ADDITIONAL INFORMATION .vectorless 41 R.# [001] 41 § #a [002] 41 Steinepreis Paganin 41 MarketRiders 41 http:/www.calamos.com 41 GIPS compliant 41 Narrative Description 41 ERISA fiduciary 41 MMLP Annual Report 41 AdvisorShares 41 www.ihs.com 41 THE CANADIAN SECURITIES AUTHORITIES 41 www.alexanderbaldwin.com 41 Okla. Stat 41 Base Shelf Prospectus 41 BPAR office 41 section #-#-# [003] 41 See www.claymore.com CEF 41 Fairholme Capital 41 www.sedar.com http:/www.sedar.com 41 Mutual Funds 41 Meta tags 41 Trading Act Wertpapierhandelsgesetz 41 www.AGNC.com 41 Restated Promissory Note 41 thisrelease 41 www.americandg.com 41 supplemental indenture dated 41 REMICs 41 Instalment Payment 41 § #-# [004] 41 Fafsa 41 traditional IRAs 41 www.anythingbrandsonline.com 41 www.asx.com.au 41 AspenTech periodic reports 41 www.am 41 www.x cal.com 41 ASX Listing Rules 41 FAR #.#-# Instructions 41 W2 W3 41 complying superannuation 41 www.smallequity.com 41 SEC Rule #g# 41 Zincore dated March 41 Closed End Funds 41 Required Minimum Distributions 41 RESPA

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